Monday 11 July 2016

publications - Citing a paper under review in 2 different conferences


I am currently writing 2 conference papers. One is highly quantitative in nature and the other is absolutely qualitative in nature. I am submitting both papers to conferences having deadlines in the next couple of months.


The papers present results on 3 different research questions on the same topic and are highly related with each other. You could argue that paper A + paper B together present a holistic view of the answer to these research questions. Individually, paper A and paper B show a different side to the problem since you generally get alternate points of view from quantitative and qualitative works.


Since the papers and their results are highly interrelated, there exists a compelling reason for me to ensure that they cite each other. I have seen this question and this question which are also highly related to my question. However, my question is different enough, in my opinion to warrant a separate question.




  1. How should I cite these papers? (one paper is going to be in APA style and the other will be in ACM style)





  2. Does it make good sense to contact the Associate Chairs of these conferences for further clarification?




  3. The most important question for me is, is this ethical? Does it not break the double blind review system? I am ready to not cite these papers if that is the case.




I am having conversations with my adviser about this but just want some broader perspective from different disciplines if I am somehow missing something.



Answer



Normally, unpublished materials are just that, unpublished, and should be treated as such. It is, however, always possible to reference your other work as "in prep." until it becomes published. You need to look carefully at any instruction for authors on how such references should be made and if they are acceptable.


If you add such a reference to a paper it is always possible to remove the reference if one of the works becomes rejected or if it is unlear if it will be published. What should be avoided is to have references to work as "in prep." remaining if the work is unlikely to ever getting published. After all, the purpose of referencing is to provide published sources that others can access.



Including an "in prep." reference will also provide problems for reviewers and adding or removing such a reference during the review process means that something that can not be checked is added or removed in the manuscript. So my suggestion is to avoid having to rely on such a reference for any key points in the manuscript.


You are, in other words, in a grey zone when it comes to referencing. The best solution would be one where you do not rely on unpublished references but if you think you must then use your discretion and make sure your inclusion is made in a way that it is not key to your conclusions or that it might not affect the reviews in a signficant way. You, furthermore, should be as confident as you can that they both will be accepted in the end.


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