Wednesday, 27 December 2017

citations - How can I cite my dissertation in a paper that will be double-blind reviewed?


A chapter in my dissertation has not been published in an archival conference. I am writing a paper based on the chapter for a conference that does double-blind paper review.


The paper will include pretty much the entire chapter, which presents a method, and will perform additional analysis of the method. The analysis on its own, without the method, is not enough to merit a paper. In the interest of the full disclosure, I should cite my dissertation. How do I do that without revealing my identity?


Is citing my dissertation without name and institution, just the title, appropriate or not?


I know there were similar questions recently, but none asking about the dissertation. The dissertation is different because it is a publication, a literature search will return a hit, but does not count as one, and is considered OK to publish chapter from in conferences and journals. The field is Computer Science.



Answer



The challenge here is seems to be to ensure that if the reviewers do stumble across your thesis, then the failure mode will be penetrating blinding rather than accusations of plagiarism.


It is my belief that with an "extract" paper like this, the thesis should be cited in any case. In most cases, there will be some connection to other portions of the thesis that could motivate such a citation (e.g., a motivation or an application). I also think that it is good to explicitly acknowledge the relationship to the thesis, e.g., "This manuscript is based on work also presented in [cite]", though the customs of your field may differ.


Then you can appropriately blind the citation to the thesis, e.g., "Ph.D. thesis, blinded for review." This makes the relationship clear without violating blinding. At that point, you are preserving blinding to the best of your ability, and while a reviewer can certainly try to penetrate blinding if they want, you certainly won't run into any problems with misunderstanding about plagiarism.


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