Sunday, 18 August 2019

publications - If an author declines authorship, may her co-authors publish without her?


This question was raised in discussion of answers on Is it better to submit a paper to an important journal without the supervisor name or to a less important journal with the supervisor name? There seemed to be a significant difference of opinion, so I'm asking it here as its own question. I'll phrase it as a hypothetical.


Suppose that researchers X, Y and Z have collaborated on a project. Each has made major contributions which were essential to its success, and would ordinarily be entitled to co-authorship on the resulting paper. However, X decides, for some reason, that she does not wish her name to appear on the paper, but she is willing for Y and Z to publish it under their names alone.


May Y and Z ethically do so?


Of course it seems clear that X must consent to have a paper published with her name on it, and she has the right to withhold that consent. It's less clear whether Y and Z may publish anyway, effectively claiming credit for X's work, even though she consents to them doing so. It could be argued in this case that Y and Z may not publish the paper at all.



Another possible concern is that, if X has the right to decline credit for her work, she could be pressured or coerced or bribed into doing so, effectively reducing her to a ghost writer.




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